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Risk, Compliance or Assurance Manager

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Ben Shapiro

Talent Acquisition Director
Treasury & risk

UK

Specialises in treasury & risk recruitment, permanent & contract | all salaries

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Candidate overview

A strategic senior leader with 15+ years’ experience and deep expertise in financial services risk, governance, and regulatory compliance within banking environments. Proven in leading complex regulatory portfolios and delivering enterprise-wide solutions across Product, Risk, Compliance, and Technology.

Recognised for translating regulatory requirements into practical, scalable frameworks that balance risk, efficiency, and customer outcomes. Trusted advisor to senior stakeholders, regulators, and auditors, with a strong track record of strengthening control environments and delivering measurable improvements.

Key Achievements

  • Delivered large scale regulatory programmes across payments, savings, and reporting, ensuring full compliance and operational resilience.
  • Negotiated and implemented high value outsourcing solutions, generating significant cost savings while improving control effectiveness.
  • Led enterprise risk and control enhancements, mitigating key risks and achieving strong audit and regulatory outcomes.
  • Transformed reporting and processes through automation, improving accuracy, efficiency, and governance.
  • Built strong relationships with regulators and stakeholders, supporting successful inspections and proactive risk management.

Key info

Reference code: 888494
Job title: Risk, Compliance or Assurance Manager
Desired location: Leeds, Manchester
Qualifications: LLB hon Law, MSc Accounting
Skills: PSD2, CASS, SCA-RTS, CRS/AEOI, Consumer Duty, COSO ERM, Basel III, Excel, Power BI, SQL, Tableau
Contract preference: Permanent
Availability (notice period) : 3 months

Min salary req. (perm roles):

£ 0
Can drive: Yes

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